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Privacy Policy

By accessing this website, users agree that they understand the following provided terms, disclosures, and disclaimers. Redwood reserves the right to modify these terms and conditions at any time. Redwood Investment Management, LLC (or «Redwood») is an SEC registered investment adviser. Such registration does not imply a certain level of skill or training and no inference to the contrary should be made. Redwood may only transact business or render personalized investment advice in those states and international jurisdictions where we are registered, notice filed, or where we qualify for an exemption or exclusion from registration requirements.

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Use of Site

This website is provided and operated by Redwood and is directed at persons who are considered investment professionals and should not be used for anything but informational purposes only. Information contained on this website does not constitute or should not be deemed to constitute, in any jurisdiction investment advice, a solicitation of advisory services, or an invitation or offer to invest in any investment products managed by Redwood or any of Redwood’s affiliated funds. All investments are subject to a number of risks, which can include loss of principal. There is no guarantee that any Redwood investment strategy will meet its investment objectives or be profitable.


Under no circumstances shall Redwood be liable for any special or consequential damages that result from access or use of, inability to access or use, and or access to any information or materials on this website. By accessing, viewing, and or downloading any information on this website, you agree to hold harmless Redwood and any affiliates from and against all claims, losses, damages, liabilities, actions, demands, or expenses arising out of or in any way related to this website or materials accessed on this website.

User Access

This website is provided for persons who are considered investment professionals and certain portions of this website are password protected to retrieve information directed that cannot be distributed to the general public. Redwood authorizes access to these portions of this website by giving usernames and passwords to «Access Persons» who certify that they are considered an investment professional. Under no circumstance should an Access Person divulge or deliver such information to anyone, or grant access to unauthorized users. Redwood may restrict or terminate your access at anytime without reason or notification at Redwood’s full discretion.

Links to Other Websites

At times, this site may contain links to third-party websites or websites that are not operated by Redwood. Links are provided solely as convenience and does not imply any affiliations between the third-party website provider and Redwood. Redwood does not guarantee any contents on such third-party websites and is in no event responsible for the content available by accessing these websites. Additionally, the fact the Redwood provides such links does not imply or infer in any way, Redwood’s sponsorship, endorsement, recommendation or approval of any of these sites or the content within. When you access one of the links, you will be leaving Redwood’s site.

Content and Time of Use

Any information expressed on this website is as of the date indicated and subject to change without notice. By accessing this information, you acknowledge that information is provided as an as-is basis and it is not Redwood’s responsibility to notify you of changes to this website, its contents, and any information or material accessible on this website. Such information can be superseded at any time.

Fee Information

The fees charged by Redwood do not include certain fees and charges imposed by third parties such as custodial fees, mutual fund fees and expenses, and additional fees charged by wrap sponsors. Redwood clients assets also can be subject to asset based transaction fees and costs, brokerage fees and commissions, retirement plan administration fees (if applicable), deferred sales charges on mutual funds, 12b-1 distribution fees, odd-lot differentials, transfer taxes, wire transfer and electronic fund fees, and other fees and taxes on custodial accounts and securities transactions. For mutual fund and exchange trade fund («ETFs») investments, investors in those products are charged internal management fees, distribution fees and other expenses, which are described in each funds’ prospectus.

All custodial fees and any other charges, fees and commissions incurred in connection with transactions for a Redwood client’s account are generally paid out of the assets in their managed account and are in addition to the investment management fees charged by Redwood. Notably, neither Redwood nor any of its associated persons receive any portion of the third party fees. Client should consider all fees that may be charged to their account and also understand that lower fees for comparable services may be available from other investment advisory firms.

Website Privacy

In certain cases, Redwood Investment Management, LLC («Redwood») may collect information from you via:

  • Information submitted to us via electronic forms;
  • Written information and correspondence received;
  • Verbal information received;
  • Information received from non-affiliated third party sources;
  • Electronic information and databasing.

Redwood does not engage in any practice of selling information. All information that we receive are held in the strictest confidence in accordance with our professional obligations. Redwood respects your privacy and does not share any non-public information with any outside parties unless required by law.

In certain cases, Redwood may use information collected, shared internally, for marketing purposes, such as performance emails and market updates. If you would like to be added or removed from our mailing list, Please notify us at info@redwoodim.com. For questions and concerns regarding your privacy, please notify us at info@redwoodim.com.

Redwood Investment Management, LLC claims compliance with the Global Investment Performance Standards (GIPS). To obtain a compliant presentation and/or the firm’s list of composite descriptions, please call (888) 617-1444. Redwood Investment Management, LLC is a registered adviser with the United States Securities and Exchange Commission in accordance with the Investment Advisers Act of 1940. Such registration does not imply a certain level of skill or training and no inference to the contrary should be made.